"Prepared for distribution at the Advanced Compliance and Ethics Workshop 2014, New York City, October 7-8, 2014; San Francisco, November 17-18, 2014"--Page 5. Includes bibliographical references and index.
Contents:
An Overview of Corporate Compliance and Ethics Programs / Paul E McGreal Dean and Professor of Law, Dean and Professor of Law University of Dayton School of Law -- Selected Articles on Compliance Programs and the Law from the Conflict of Interest Blog / Jeffrey M Kaplan Kaplan & Walker LLP -- The Apple Monitor s First Report: Serious Lessons on Compliance Programs -- Compliance & Ethics As a Profession In the Public Interest -- Discipline for Failure to Take Reasonable Steps : Could You Find Even One Example in Your Company? (May/June 2013) -- Why You Should Insist On a Board Resolution For Your C&E Program and CECO (July/August 2013) -- Industry Practice What Does This Mean For Your Program? (June 2014) -- Where Do the Sentencing Guidelines Say Standards and Standards ? (Sept./Oct. 2012) -- An Overview of Corporate Compliance and Ethics Programs / Paul E McGreal Dean and Professor of Law, Dean and Professor of Law University of Dayton School of Law -- Ethics and Compliance Program Communication and Training (PowerPoint slides) / Anne Tkacs Managing Director of Ethics and Compliance, Managing Director of Ethics and Compliance AGL Resources Inc. -- Selected Articles on Program Oversight and Management from the Conflict of Interest Blog / Jeffrey M Kaplan Kaplan & Walker LLP -- Parental Controls : Anti Corruption Compliance Programs for Joint Ventures, Subsidiaries and Franchisees / Jeffrey M Kaplan Kaplan & Walker LLP Rebecca Walker Kaplan & Walker LLP -- Management and Oversight of Compliance Programs (PowerPoint slides) / Kimberly Strong Vice President, Chief Ethics & Compliance Officer, Vice President, Chief Ethics & Compliance Officer Consolidated Edison Company of New York, Inc. -- Ethics & Compliance Program Training and Communication / Anne Tkacs Managing Director of Ethics and Compliance, Managing Director of Ethics and Compliance AGL Resources Inc. -- Ethics and Compliance Program Communication and Training (PowerPoint slides) / Jose Tabuena Vice President, Compliance Counsel, Vice President, Compliance Counsel Business Partner in Healthcare -- Can You Audit Corporate Culture? (May 29, 2013) / Alice L Schulman Assistant Director, IA/IC Exam Program, Assistant Regional Director IA/IC Exam Program U.S. Securities and Exchange Commission -- Just What Is Reasonable Assurance ? (January 22, 2014) / Jose Tabuena Vice President, Compliance Counsel, Vice President, Compliance Counsel Business Partner in Healthcare -- Leveraging the Power of Audit Sampling (March 11, 2014) / Jose Tabuena Vice President, Compliance Counsel, Vice President, Compliance Counsel Business Partner in Healthcare -- Surveys as Internal Auditing Tool (September 7, 2011) / Jose Tabuena Vice President, Compliance Counsel, Vice President, Compliance Counsel Business Partner in Healthcare -- Can You Audit Corporate Culture? (May 29, 2013) / Donald C Dowling White & Case LLP -- Global Codes of Conduct (March 2012) / Isn t That a Conflict? The Internal Auditor s Role in Scrutinizing Related Parties (July 15, 2014) / Jose Tabuena Vice President, Compliance Counsel, Vice President, Compliance Counsel Business Partner in Healthcare -- Global Equal Employment Opportunity Toolkit: How to Fight Workplace Discrimination and Harassment and Promote Workplace Diversity On a Global Scale (September 2013) / Donald C Dowling White & Case LLP -- Launching a Whistleblower Hotline Across Europe (December 2011) / Donald C Dowling White & Case LLP -- Launching a Global Whistleblower Hotline Beyond Europe (January 2012) / Donald C Dowling White & Case LLP -- How to Implement a Cross Border Human Resources Policy (February 2012) / Donald C Dowling White & Case LLP -- Global Codes of Conduct (March 2012) / Jeffrey M Kaplan Kaplan & Walker LLP -- Beginning with the End In Mind: Planning for a Purpose Built, Cost Effective Risk Assessment / Donald C Dowling White & Case LLP -- Global Compensation, Bonus and Benefits Plan Checklist (March 2014) / Donald C Dowling White & Case LLP -- Global Employee Handbooks (April 2014) / Donald C Dowling White & Case LLP -- Globally Auditing Human Resources Compliance (May 2014) / Donald C Dowling White & Case LLP -- Internal Investigations in Overseas Workplaces (April 2013) / Donald C Dowling White & Case LLP -- Social Media and Compliance: Risks and Rewards (July 31, 2014) / David Stuart Cravath Swaine & Moore LLP Kathleen K Edmond Robins, Kaplan, Miller & Ciresi L.L.P. -- Selected Articles on Risk Assessment from the Conflict of Interest Blog / Jeffrey M Kaplan Kaplan & Walker LLP -- Beginning with the End In Mind: Planning for a Purpose Built, Cost Effective Risk Assessment / Steven Priest President, President Integrity Insight International, LLC Ethical Culture: A Conversation Between Jeff Kaplan and Steve Priest / Jeffrey M Kaplan Kaplan & Walker LLP -- Structuring Helpline Investigations: One Practitioner s View of the Impact of Culture and Triage / Laurel L Burke Associate General Counsel Compliance, Associate General Counsel Compliance Regal Beloit Corporation -- Sample Training Materials / Laurel L Burke Associate General Counsel Compliance, Associate General Counsel Compliance Regal Beloit Corporation -- SEC Adopts Dodd Frank Whistleblower Rules (May 26, 2011) / David Stuart Cravath Swaine & Moore LLP -- Selected Articles on Ethics and Culture from the Conflict of Interest Blog / Jeffrey M Kaplan Kaplan & Walker LLP -- Ethical Culture: A Conversation Between Jeff Kaplan and Steve Priest / Steven Priest President, President Integrity Insight International, LLC
Series:
Corporate law and practice course handbook series ; no. B-2127
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.