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Author:
National Institute on Securities Fraud (6th : 2011)
Title:
The sixth annual National Institute on Securities Fraud.
Publisher:
American Bar AssociationCenter for Continuing Legal Education,
Copyright Date:
2011
Description:
1 volume (various pagings) ; 28 cm + 1 CD-ROM (4 3/4 in.)
Subject:
Securities fraud--United States--Congresses.
Fraud investigation--United States--Congresses.
Securities industry--Law and legislation--United States--Congresses.
Other Authors:
American Bar Association. Section of Criminal Justice. http://id.loc.gov/authorities/names/n81025672
American Bar Association. Section of Business Law. http://id.loc.gov/authorities/names/n88040599
American Bar Association. Section of Litigation. http://id.loc.gov/authorities/names/n79135067
Center for Continuing Legal Education (American Bar Association) http://id.loc.gov/authorities/names/n95062231
Louisiana State Bar Association. http://id.loc.gov/authorities/names/n50048695
Notes:
"A publication of the American Bar Association, Criminal Justice Section, Business Law Section, Section of Litigation, and the ABA Center for Continuing Legal Education, in cooperation with the Louisiana State Bar Association"--title page. Accompanied by CD-ROM computer disc containing materials not found in the book. Includes bibliographical references
Contents:
Developments, trends and expectations in securities fraud investigations and prosecutions -- Reach out and touch someone : FCPA's expansive long arm -- To be or not to be : the uncertain future of Dodd-Frank -- Hey, what about me? State securities regulators -- Internal investigations : where is my deputy badge? -- Dodd Frank's new tools for the SEC toolbox -- Self-report? or roll the dice? -- OCIE in the post-Madoff environment : examiners with attitude -- Hedge your bets : why are hedge funds the object of the feds' desires? -- Being social : social media's use in defending a client -- When FINRA calls -- Lawyers in the cross-hairs : when legal advice exposes counsel to criminal charges and civil enforcement remedies -- The British and coming, the British are coming : UK Bribery Act and its effect on U.S. companies -- Informants cashing in
ISBN:
1614381305
9781614381303
OCLC:
(OCoLC)768123327
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)

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