The Locator -- [(subject = "Fines Penalties--United States")]

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Author:
United States. Government Accountability Office
Title:
SEC and CFTC penalities [electronic resource] : continued progress made in collection efforts, but greater SEC management attention is needed : report to congressional requesters.
Format:
[electronic resource] :
Publisher:
U.S. Government Accountability Office,
Copyright Date:
2005
Description:
ii, 47 p. : digital, PDF file.
Subject:
United States.--Securities and Exchange Commission--Rules and practice.
United States.--Commodity Futures Trading Commission--Rules and practice.
Securities fraud--United States.
Fines (Penalties)--United States.
Notes:
Title from title screen (viewed on Feb. 8, 2006). "August 2005." Paper version available from: U.S. Government Accountability Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548. Includes bibliographical references. "GAO-05-670."
OCLC:
(OCoLC)63788528
Locations:
USUX851 -- Iowa State University - Parks Library (Ames)

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