The Locator -- [(subject = "Stock exchanges--Law and legislation--United States")]
69
records matched your query
Record 5 |
Previous Record
|
MARC Display
|
Next Record
|
Search Results
Author:
Flynn, Rory C., author. http://id.loc.gov/authorities/names/n2015018998
Title:
A practitioner's guide to FINRA sanctions analysis /
Rory C. Flynn.
Publisher:
American Bar AssociationBusiness Law Section,
Copyright Date:
©2015
Description:
v, 189 pages ; 23 cm
Subject:
Financial Industry Regulatory Authority.
Stock exchanges--Law and legislation--United States.
Securities industry--Law and legislation--United States.
Sanctions (Law)--United States.
Financial Industry Regulatory Authority.
Sanctions (Law)
Securities industry--Law and legislation.
Stock exchanges--Law and legislation.
United States.
Other Authors:
American Bar Association. Section of Business Law, issuing body. http://id.loc.gov/authorities/names/n88040599
Notes:
Includes bibliographical references.
Contents:
Introduction -- Background -- Sanctions analysis -- The review of sanctions on appeal -- Conclusion.
ISBN:
1627229744
9781627229746
OCLC:
(OCoLC)905759360
LCCN:
2015012104
Locations:
OVUX522 --
University of Iowa Libraries
(Iowa City)
Initiate Another SILO Locator Search
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.