Law, Enforcement and Securities Market Development -- China's Securities Market and Anti-securities-fraud Law on the Book -- Public Enforcement Initiated by the CSRC and Its Regional Offices -- Complementary Public Enforcement Proceedings -- SPC's 2003 Provisions and the Collective Action Problem of Securities Litigation -- Securities Law of 2019 and the Enhanced Private Enforcement Regime.
Summary:
"This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of adjudicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies"--Publisher's description.
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.