The Locator -- [(subject = "Self regulation")]

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Author:
Frankel, Tamar, author.
Title:
Institutional self-regulation (compliance) / Tamar Frankel.
Publisher:
Vandeplas PublishingLLC,
Copyright Date:
2018
Description:
xvii, 485 pages ; 26 cm
Subject:
Financial institutions--Law and legislation--United States.
Financial services industry--Self-regulation--United States.
Financial institutions--Law and legislation.
United States.
Notes:
"Focuses on the laws and rules applicable to financial institutions, such as brokerage, insurance, mutual funds, investment advisers, and banking"--Page x. Includes bibliographical references.
ISBN:
9781600422997
1600422993
OCLC:
(OCoLC)1045202501
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)

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