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Title:

Insider trading : law and developments / Carl H. Loewenson Jr., Ruti Smithline, editors.

Publisher:

ABACriminal Justice Section,

Copyright Date:

2017

Description:

vii, 207 pages ; 23 cm

Subject:

Insider trading in securities--Law and legislation--United States.
Insider trading in securities--Law and legislation.
United States.

Other Authors:

Loewenson, Carl H., 1957- editor.
Smithline, Ruti, editor.
American Bar Association. Section of Criminal Justice, sponsoring body.

Notes:

Includes bibliographical references and index.

Contents:

Statutory framework for insider trading / Randall J. Fons -- Elements of insider trading / George C. Harris -- A brief history of insider trading law / Carl H. Loewenson, Jr. and Andreea Vasiliu -- Insider trading enforcement / Daniel A. Nathan -- Recent enforcement highlights / Lauren M. Gambier, Kiersten A. Fletcher, and Ruti Smithline -- Benefits of cooperation / Justin D. Hoogs, Justin D. Mayer, and Kayvan B. Sadeghi -- The Securities and Exchange Commission's shift to administrative proceedings / Kayvan B. Sadeghi and Justin D. Hoogs -- The perils of pillow talk / George C. Harris -- Broker-dealer and investment adviser violations, compliance and supervision / Daniel A. Nathan and Kelly A. Howes -- Whistleblower provisions / Randall J. Fons -- Compliance programs : how to prevent insider trading violations / Daniel A. Nathan -- Insider trading laws and employee stock compensation / Randall J. Fons and James J. Beha II.

ISBN:

1634256948
9781634256940

OCLC:

(OCoLC)961457703

LCCN:

2016049815

Locations:

OVUX522 -- University of Iowa Libraries (Iowa City)