"#34595"--Spine ; "B1984"--Spine. "Prepared for distribution at the Financial Services Industry Regulatory Compliance & Ethics Forum 2012 Program, November 1, 2012"--P.5 Includes bibliographical references and index.
Contents:
What to Do When You Receive a Dodd Frank FCPA Whistleblower Letter: Practical First Steps / Sharie A. Brown DLA Piper Basel Committee on Banking Supervision: Compliance and the Compliance Function in Banks / Kathryn S. Reimann Managing Director and Chief Compliance Officer, Global Consumer, Citibank N.A. and Citi Holdings, Citi -- Basel Committee on Banking Supervision: Principles for the Sound Management of Operational Risk / Kathryn S. Reimann Managing Director and Chief Compliance Officer, Global Consumer, Citibank N.A. and Citi Holdings, Citi -- Board of Governors of the Federal Reserve System Supervisory Letter SR 08 8/ CA 08 11; Re: Compliance Risk Management Programs and Oversight at Large Banking Organizations with Complex Compliance Profiles / Kathryn S. Reimann Managing Director and Chief Compliance Officer, Global Consumer, Citibank N.A. and Citi Holdings, Citi -- Safeguarding Customer Information and Privacy / Tanya L. Forsheit InfoLawGroup LLP -- Money Laundering: A Primer / Sung Hee Suh Schulte Roth & Zabel LLP -- Corporate Political Activities: Pay to Play, Campaign Finance, Lobbying, and Gift Laws / Ki P. Hong Skadden, Arps, Slate, Meagher & Flom LLP -- The SEC's Whistleblower Program / Lawrence A. West Partner, Latham & Watkins LLP Stephen P. Wink Latham & Watkins LLP -- Federal Court Bars Extraterritorial Application of Dodd Frank's Anti Retaliation Provision to Whistleblowers Employed Abroad / Cynthia M. Krus Sutherland Holly H. Smith Sutherland Asbill & Brennan LLP Allegra J. Lawrence Hardy Sutherland Asbill & Brennan LLP -- Federal Courts Split on Whether Dodd Frank's Bar on Arbitration of Whistleblower Retaliation Claims Under Sarbanes Oxley Is Retroactive / Cynthia M. Krus Sutherland Holly H. Smith Sutherland Asbill & Brennan LLP Allegra J. Lawrence Hardy Sutherland Asbill & Brennan LLP -- What to Do When You Receive a Dodd Frank FCPA Whistleblower Letter: Practical First Steps / Sharie A. Brown DLA Piper
Series:
Corporate law and practice course handbook series ; no. B-1984
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