"Ord #35555."--Spine Prepared for distribution at the Advanced compliance and ethics workshop 2012, New York City, October 9-10, 2012; San Francisco, November 28-29, 2012. Includes bibliographical references and index.
Contents:
Speech by SEC Staff: The Role of Compliance and Ethics in Risk Management / Jeffrey M. Kaplan Kaplan & Walker LLP -- An Overview of Corporate Compliance and Ethics Programs / Paul E. McGreal Dean and Professor of Law, University of Dayton School of Law -- General Counsels and the Ethics, Compliance & Risk Management Role: Optimizing the Integration of Integrity / Andrea Bonime Blanc Former Senior Vice President, Global Corporate Responsibility & Risk Management, Verint Systems Inc. -- How Tyco Manages Third Party Risk / Matthew O. Tanzer Vice President and Chief Compliance Officer, Tyco International -- Compliance and Ethics Officer Positioning: A Benchmarking Survey / Rebecca Walker Kaplan & Walker LLP -- Selected Articles from the Conflict of Interest Blog on Training and Communications / Jeffrey M. Kaplan Kaplan & Walker LLP -- Speech by SEC Staff: The Role of Compliance and Ethics in Risk Management / Rebecca Walker Kaplan & Walker LLP -- Weatherford: A Culture of Both Ethics and Compliance / Jeffrey M. Kaplan Kaplan & Walker LLP -- Compliance & Ethics Program Assessments: CCI Interview with Jeff Kaplan / Jeffrey M. Kaplan Kaplan & Walker LLP -- Sample Code of Business Conduct Audit Questionnaire / Lupe Garcia Associate General Counsel, Compliance, Gap Inc. -- Anti Corruption Due Diligence: How to Win Business Buy In and Influence Stakeholders / Therese Lee Global Ethics & Compliance Counsel, Google Inc. -- Managing Third Party Risks / Elizabeth R. Weiss Senior Corporate Counsel and Chief Compliance Counsel for Global Manufacturing and Supply, Pfizer, Inc. -- Third Party Codes of Conduct: A Benchmarking Survey / Rebecca Walker Kaplan & Walker LLP -- Weatherford: A Culture of Both Ethics and Compliance / Rebecca Walker Kaplan & Walker LLP -- Ten Tips for Handling a Multi Jurisdictional Investigation / Joseph E. Murphy Director of Public Policy, Society of Corporate Compliance and Ethics Donna Boehme Principal, Compliance Strategists LLC -- Compliance Program Standards and Guides Around the World: Start with the Sentencing Guidelines, But Understand Additional Standards in Each Jurisdiction Where You Do Business / Joseph E. Murphy Director of Public Policy, Society of Corporate Compliance and Ethics -- Selected Articles from the FCPA Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- Selected Articles on Risk Assessment from Corporate Compliance Insights / Jeffrey M. Kaplan Kaplan & Walker LLP -- The Importance of Program Assessment: An SCCE Benchmarking Survey / Rebecca Walker Kaplan & Walker LLP -- Ten Tips for Handling a Multi Jurisdictional Investigation / Michael Mclaughlin Chief Ethics and Compliance Officer, Dell Inc. -- Board Interaction (PowerPoint Slides) / Rebecca Walker Kaplan & Walker LLP -- Developing an Effective Process for Managing Gifts and Entertainment / Larry M. Parsons Former Vice President and Chief Ethics and Compliance Officer, Freescale Semiconductor, Inc. -- Selected Articles from the Conflict of Interest Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- Effectively Handling Conflicts of Interest / Rebecca Walker Kaplan & Walker LLP -- Effective Training & Compliance Strategies (PowerPoint Slides) / Kathy Rehmer Vice President Compliance, AT&T -- Management and Oversight of Compliance "Partnering for Success" (PowerPoint Slides) / Bob D. Frisbee Ethics & Compliance Director, The Southern Co -- Board Interaction (PowerPoint Slides) / Michael Mclaughlin Chief Ethics and Compliance Officer, Dell Inc. -- Gifts and Entertainment: Risks and Compliance Measures (PowerPoint Slides) / Larry M. Parsons Former Vice President and Chief Ethics and Compliance Officer, Freescale Semiconductor, Inc. Global Programs and Concerns (PowerPoint Slides) / Adrian Mebane Director, Ethics & Compiance Group, Weatherford International Ltd. -- Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures (PowerPoint Slides) / Frank Geovannello Manager, Compliance Services, Altria Client Services Douglas A. Doty Compliance Officer, Siemens Industry, Inc. -- Gifts and Entertainment: Risks and Compliance Measures (PowerPoint Slides) / Larry M. Parsons Former Vice President and Chief Ethics and Compliance Officer, Freescale Semiconductor, Inc.
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.