Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill).
Introduction -- The 1933 Act’s regulation of public offerings - Introduction to the 1934 Act’s regulation of publicly-Held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
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