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Title:
Advanced compliance and ethics workshop, 2013 / co-chairs, Rebecca Walker, Jeffrey M. Kaplan, David G. Wilkins.
Publisher:
Practising Law Institute,
Copyright Date:
2013
Description:
640 pages : illustrations, forms, portraits ; 23 cm.
Subject:
Corporation law--United States--Criminal provisions.
Tort liability of corporations--United States.
Corporate governance--Law and legislation--United States.
Corporate legal departments--Ethics.
United States.--Dodd-Frank Wall Street Reform and Consumer Protection Act.
Other Authors:
Walker, Rebecca, 1969- http://id.loc.gov/authorities/names/no2005104774
Kaplan, Jeffrey M., chair.
Wilkins, David G., chair.
Practising Law Institute, sponsoring body. http://id.loc.gov/authorities/names/n78085422
Notes:
"Prepared for distribution at the Advanced Compliance and Ethics Workshop 2013, New York City, October 24-25, 2013; San Francisco, November 18-19, 2013"--Page 5. Includes bibliographical references and index.
Contents:
Principles of Adult Learning & Instructional Systems Design / James M. Ren Chief Legal Officer and Chief Ethics and Compliance Officer -- An Overview of Corporate Compliance and Ethics Programs / Paul E. McGreal Dean and Professor of Law -- Selected Articles on Compliance Programs and the Law from the Conflict of Interest Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview (March 2013) / Rebecca Walker Kaplan & Walker LLP -- Compliance and Ethics Officer Positioning: A Benchmarking Survey (December 2009) / Rebecca Walker Kaplan & Walker LLP -- Selected Articles on Auditing and Monitoring from the Conflict of Interest Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- Ethics and Compliance Training Strategies / James M. Ren Chief Legal Officer and Chief Ethics and Compliance Officer -- Principles of Adult Learning & Instructional Systems Design /
Jeff Benjamin Senior Vice President, General Counsel and Chief Ethics & Compliance Officer -- Promoting & Sustaining an Ethics & Compliance Culture (Powerpoint Slides) / Jeffrey M. Kaplan Kaplan & Walker LLP Rebecca Walker Kaplan & Walker LLP Jill M. Bruzga Senior Corporate Counsel Matthew Heiman Vice President and Chief Compliance/Ethics Officer -- Selected Articles on Training and Communications from the Conflict of Interest Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- Keynote Address Highlights / Jeff Benjamin Senior Vice President, General Counsel and Chief Ethics & Compliance Officer -- Creating, Cultivating, and Sustaining a Speak Up Culture / Jeff Benjamin Senior Vice President, General Counsel and Chief Ethics & Compliance Officer -- Promoting & Sustaining an Ethics & Compliance Culture (Powerpoint Slides) / Jeff Benjamin Senior Vice President, General Counsel and Chief Ethics & Compliance Officer --
Measuring the Health of Your Program (Powerpoint Slides) / Jose Tabuena Chief Compliance Counsel -- The Importance of Program Assessment: An SCCE Benchmarking Survey (October 2010) / Rebecca Walker Kaplan & Walker LLP Larry Parsons Vice President, Ethics and Compliance -- Measuring the Health of Your Compliance Program (August 19, 2013) / Jose Tabuena Chief Compliance Counsel -- A Smart Approach to Compliance Program Assessment (November 2, 2010) / Jose Tabuena Chief Compliance Counsel -- How to Tell if Your Compliance Programs Work (January 4, 2011) / Jose Tabuena Chief Compliance Counsel -- Surveys as Internal Auditing Tool (September 7, 2011) / Jose Tabuena Chief Compliance Counsel -- Can You Audit Corporate Culture? (May 29, 2013) / Jose Tabuena Chief Compliance Counsel -- Auditing the Compliance Hotline (September 11, 2012) / Jose Tabuena Chief Compliance Counsel -- Measuring the Health of Your Program (Powerpoint Slides) /
Michael Ward Vice President, Compliance Systems & Investigations -- Ensuring Consistency and Objectivity in Compliance Risk Assessments (Powerpoint Slides) / Lupe C. Garcia Associate General Counsel, Global Integrity & Compliance -- Third Party Codes of Conduct: A Benchmarking Survey / Rebecca Walker Kaplan & Walker LLP -- How Much Guidance Does Your Organization Provide its Compliance and Ethics Investigators? A Benchmarking Survey / Rebecca Walker Kaplan & Walker LLP -- A Global Code of Ethics / Lori Tansey Martens President -- Selected Articles on Risk Assessment from the Conflict of Interest Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- Selected Articles on Risk Assessment from Corporate Compliance Insights / Jeffrey M. Kaplan Kaplan & Walker LLP -- Ensuring Consistency and Objectivity in Compliance Risk Assessments (Powerpoint Slides) / Michael Ward Vice President, Compliance Systems & Investigations --
Gifts and Entertainment Compliance / Rebecca Walker Kaplan & Walker LLP Selected Articles on Ethics and Culture from the Conflict of Interest Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- How to Conduct Investigations (August 26, 2013) (Powerpoint Slides) / Bart M. Schwartz Chairman -- Enhancing Helpline & Reporting Procedures and Conducting Investigations (Powerpoint Slides) / James M. Lord Senior Director David C. Farrell Vice President, Chief Compliance & Ethics Officer Frank Lopez Vice President of Corporate Compliance Investigations -- Selected Articles on Conflicts of Interest from the Conflict of Interest Blog / Jeffrey M. Kaplan Kaplan & Walker LLP -- Gifts and Entertainment Compliance / Rebecca Walker Kaplan & Walker LLP
Series:
Corporate law and practice course handbook series ; no. B-2056
ISBN:
140242096X
9781402420962
OCLC:
(OCoLC)865552739
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)

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