Includes bibliographical references and index. "1687"--spine ; "Ord #14035"--spine and t. p. "Prepared for distribution at the Advanced Securities Law Workshop 2008 August 14-15, 2008"--p. 5.
Contents:
Government tackles the thorney issue of travel and entertainment under the FCPA / Claudius O. Sokenu The new deregistration rules for foreign private issuers / Kevin J. Harnisch -- Sec proposes eliminating U.S. GAAP reconciliations for foreign private issuers using IFRS / Kevin J. Harnisch -- New sec rules on executive compensation-application to foreign private issuers / Kevin J. Harnisch -- Sec shortens rule 144 holding periods and loosens restrictions on resales of privately placed securities / Kevin J. Harnisch -- Sec eliminates need for non-us issuers to provide reconciliation of financial statements to US GAAP / Kevin J. Harnisch -- U.S. district court addresses section 13(d) beneficial ownership and reporting standards / James J. Moloney -- Letter from sec general counsel Brian G. Cartwright to the Honorable Lewis A. Kaplan, June 4, 2008 / James J. Moloney -- Letter from sec Deputy Director Brian v. Breheny to the Honorable Lewis A. Kaplan, June 4, 2008 / James J. Moloney -- United States district court, southern district of New York: Judge Lewis A. Kaplan opinion: CSX Corporation v. The Children's Investment Fund Management (UK) LLP, ET. AL., and Michael J. Ward, 08-CIV. 2674 / James J. Moloney -- Laws defining and regulating corporate insiders' compensation and conduct (including disclosure requirements) / Sharon J. Hendricks, Linda DeMelis -- Delaware chancery court opinion addresses cancellation of stock options in a cash merger transaction / Kevin J. Harnisch -- Hedge and private equity funds-recent regulatory developments / Barry Y. Greenberg -- Federal register: vol. 73, no. 39; final rule, 17 cfr parts 230,232 and 239, electronic filing and revision of form D, release nos. 33-8891; 34-57280; 39-2453; IC-28145; file no. S7-12-07 / Barry Y. Greenberg -- Federal register: vol. 73, no. 50; proposed rule 17 cfr part 248, part 248-regulation s-p: privacy of consumer financial information and safeguarding personal information, release nos. 34-57427; IC-28178; IA-2712; file no. S7-06-08 / Barry Y. Greenberg -- Federal register vol. 73, no. 51; proposed rule, 17 cfr parts 275 and 279, amendments to form adv, release no. IA-2711; 34-57419; file no. S7-10-00 / Barry Y. Greenberg -- Sec focuses on advisers' controls over valuation / Marybeth Sorady -- Recent sec enforcement actions and litigation involving hedge fund managers / Marybeth Sorady -- SPACs: What's all the buzz about? / Caroline B. Bli -- Revisiting insider trading in the debt markets: lessons for debt investors and members of committees in bankruptcy cases / Kevin J. Harnisch -- Supreme court establishes standard for reviewing "strong inference" of scienter in securities fraud cases / Kevin J. Harnisch -- Seventh circuit condemns reliance on anonymous sources in securities fraud cases / Kevin J. Harnisch -- Supreme court dramatically limits liability for secondary actors under 10(b) / Kevin J. Harnisch -- Recent developments in the caselaw governing damages in 10b-5 cases / Koji F. Fukumura, Peter Adams -- The sub prime mess / David B. Bayless -- Practical considerations for addressing FCPA issues / Kevin J. Harnisch, Michelle L. Ramos -- FCPA insights: a periodic review of recent developments in FCPA enforcement and compliance / Claudius O. Sokenu -- Recent sec enforcement actions against in-house lawyers: Its impact on legal and compliance / David B. Bayless -- Government tackles the thorney issue of travel and entertainment under the FCPA / Claudius O. Sokenu
Series:
Corporate law and practice course handbook series ; no. B-1687
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.