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02912aam a2200409 i 4500 001 0DB1CFFA8C0011EDA40A627456ECA4DB 003 SILO 005 20230104011844 008 211115t20222022njua 001 0 eng d 010 $a 2022935735 020 $a 1119886856 020 $a 9781119886853 (softcover) 035 $a (OCoLC)1285279189 040 $a YDX $b eng $e rda $c YDX $d BDX $d GK8 $d NYP $d UOK $d JQM $d SILO 043 $a n-us--- 050 4 $a HG4928.5 $b .R529 2022 082 04 $a 332.6320973 $2 23 100 1 $a Rice, Steven M., $e author. 245 10 $a Securities Industry Essentials exam 2023-2024 with online practice / $c by Steven M. Rice. 246 10 $a Securities industry essentials exam 2023-2024 for dummies. 246 3 $a Securities industry essentials exam for dummies 246 3 $a SIE exam with online practice 260 $a Hoboken, NJ : $b John Wiley & Sons, Inc., $c [2022] 300 $a xiv, 361 pages : $b illustrations ; $c 28 cm. 490 0 $a For dummies 500 $a Includes index. 500 $a "Learning made easy"--Cover 500 $a "Features 4 practice tests online. 300 practice questions, answer explanations, study tips"--Cover 505 0 $a Part 1. Getting started with the SIE exam. Introducing the SIE (Securities industry essentials) exam -- Preparing for the SIE exam -- Examining and mastering question types -- Surviving test day -- Part 2. Mastering basic security investments. Securities underwriting: the process and the team players -- Equity securities: corporate ownership -- Debt securities : corporate and U.S. government loans -- Municipal bonds : local government securities -- Part 3. Delving deeper : security investments with a twist. Delivering diversification with packaged securities -- Working with direct participation programs and REITs -- Options : understanding the basics of puts and calls -- Part 4. Playing nicely : serving your customers and following the rules. Customer accounts: doing the right thing -- Securities analysis: doing a little market research -- Securities markets: taking orders and executing trades -- Making sure the IRS gets its share -- Rules and regulations: no fooling around -- Part 5. Putting your knowledge to good use: practice exams. Bring it out: practice exam 1 -- Answers & explanations to practice exam 1 -- Nothing but net : practice exam 2 -- Answers & explanations to practice exam 2 -- Part 6: The part of tens. Ten SIE exam traps to avoid -- Ten ways to start your career off right. 650 0 $a Stockbrokers $z United States $v Examinations, questions, etc. 650 0 $a Securities $z United States $x Examinations $v Study guides. 650 0 $a Stocks $z United States $x Examinations $v Study guides. 655 7 $a Study guides. $2 lcgft 655 7 $a Examinations. $2 lcgft 941 $a 1 952 $l GBPF771 $d 20230104014049.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=0DB1CFFA8C0011EDA40A627456ECA4DBInitiate Another SILO Locator Search