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02835aam a22004338i 4500 001 FACE04D23D8C11EE8AE814B62EECA4DB 003 SILO 005 20230818010103 008 230221s2023 ncuk b 001 0 eng 010 $a 2023008138 020 $a 1531015050 020 $a 9781531015053 035 $a (OCoLC)1378599712 040 $a DLC $b eng $e rda $c DLC $d LMUDL $d GUL $d WLL $d OCLCF $d SILO 042 $a pcc 043 $a n-us--- 050 00 $a KF1440 $b .S74 2023 082 00 $a 346.73/0666 $2 23/eng/20230508 100 1 $a Steinberg, Marc I., $e author. 245 10 $a Understanding securities law / $c Marc I. Steinberg. 250 $a Eighth edition. 264 1 $a Durham, North Carolina : $b Carolina Academic Press, LLC, $c [2023] 300 $a xxxiii, 679 pages : $b forms ; $c 26 cm. 490 1 $a Carolina Academic Press understanding series 504 $a Includes bibliographical references and index. 505 0 $a Introduction -- Definition of a "security" -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability in registered and public offerings -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability and distinguishing primary from secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement. 520 $a "The eighth edition of Understanding Securities Law provides comprehensive coverage of the federal securities laws, including legislative, judicial, and SEC pronouncements. Additions to the new edition include the SEC's amendments to the limited offering rules, significant appellate and Supreme Court decisions, and SEC actions in both the litigation and transaction settings"-- $c Provided by publisher. 650 0 $a Securities $z United States. 610 10 $a United States. $t Sarbanes-Oxley Act of 2002. 610 10 $a United States. $t Dodd-Frank Wall Street Reform and Consumer Protection Act. 630 07 $a Dodd-Frank Wall Street Reform and Consumer Protection Act (United States) $2 fast $0 (OCoLC)fst01913117 630 07 $a Sarbanes-Oxley Act of 2002 (United States) $2 fast $0 (OCoLC)fst01397458 650 7 $a Securities. $2 fast $0 (OCoLC)fst01110743 651 7 $a United States. $2 fast $0 (OCoLC)fst01204155 775 08 $i Revision of: $a Steinberg, Marc I. $t Understanding securities law. $b Seventh edition. $d Durham, North Carolina : Carolina Academic Press, [2018] $w (OCoLC)1029063508 $z 9781531001445 $w (OCoLC)1029063508 830 0 $a Understanding series (New York, N.Y.) 941 $a 1 952 $l OVUX522 $d 20231021020928.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=FACE04D23D8C11EE8AE814B62EECA4DBInitiate Another SILO Locator Search