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04259aam a2200481 i 4500 001 D8B4BD0E96FD11ED8856CD373CECA4DB 003 SILO 005 20230118010046 008 220222t20232023enka b 001 0 eng 010 $a 2022009080 020 $a 0367651122 020 $a 9780367651121 020 $a 0367645173 020 $a 9780367645175 035 $a (OCoLC)1301483465 040 $a DLC $b eng $e rda $c DLC $d BDX $d UKMGB $d YDX $d OCLCF $d YDX $d SILO 042 $a pcc 043 $a n-us--- $a n-us--- 050 00 $a KD1787 $b .K43 2023 100 1 $a Khair Alshaleel, Mohammed, $e author. 245 10 $a Regulation and governance of mutual funds : $b United Kingdom and United States of America perspectives on investor protection / $c Mohammed Khair Alshaleel. 264 1 $a Abingdon, Oxon ; $b Routledge, Taylor & Francis Group, $c 2023. 300 $a xvii, 254 pages : $b illustrations ; $c 25 cm. 490 1 $a Routledge research in finance and banking law 504 $a Includes bibliographical references and index. 505 0 $a Mutual funds : meaning, forms, and operations -- Mutual funds : growth and history -- Mutual funds regulation : the United Kingdom -- Mutual funds prudential regulation : the United Kingdom -- Governance of mutual funds : comparative accounts of the United Kingdom and United States -- Regulation of undertakings for collective investment in transferable securities : the European Union -- Mutual Funds and investor protection in the United Kingdom : past, present, and future. 520 $a "This book provides a detailed analysis of the mutual funds regulations and governance in the UK from the investor protection perspective. It comprehensively describes mutual funds by their function, social utility and legal attributes, examining the level of protection provided to retail investors under the existing regulations. Mutual funds are externally managed with fund ownership separated out from their management, which carries a potential conflict of interest between the self-interests of the fund management and each fund's investors. The book provides an in-depth analysis of this agency problem in the mutual funds industry, comparing the competing governance models in the UK and the US and the supervision of the management activities. In the UK, it investigates the main governance mechanisms, including disclosure, the effectiveness of voting rights, and the role of the Financial Conduct Authority in protecting investors. It also considers the role of prudential regulations in protecting mutual funds investors, with particular focus on risk management and mutual funds liquidity crisis. The book further investigates the impact of the withdrawal of the UK from the European Union (Brexit) on the industry and what this means for the future of the Undertakings for Collective Investment in Transferable Securities (UCITS) in the UK. The concept of mutual funds is still not clearly understood, so this book will clearly define the different legal and practical aspects of mutual funds. It will be the first substantial study of mutual funds governance mechanisms under the existing mutual funds laws and regulations in the UK"-- $c Provided by publisher. 650 0 $a Mutual funds $x Law and legislation $z Great Britain. 650 0 $a Mutual funds $x Law and legislation $z United States. 650 0 $a Securities $z Great Britain. 650 0 $a Securities $z United States. 650 0 $a Investments $x Law and legislation $z Great Britain. 650 0 $a Investments $x Law and legislation $z United States. 650 7 $a Investments $x Law and legislation. $2 fast $0 (OCoLC)fst00978270 650 7 $a Mutual funds $x Law and legislation. $2 fast $0 (OCoLC)fst01031205 650 7 $a Securities. $2 fast $0 (OCoLC)fst01110743 651 7 $a Great Britain. $2 fast $0 (OCoLC)fst01204623 651 7 $a United States. $2 fast $0 (OCoLC)fst01204155 776 08 $i Online version: $a Khair Alshaleel, Mohammed. $t Regulation and governance of mutual funds $d Abingdon, Oxon [UK] ; New York, NY : Routledge, 2022 $z 9781003127888 $w (DLC) 2022009081 830 0 $a Routledge research in finance and banking law. 941 $a 1 952 $l OVUX522 $d 20231018023057.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=D8B4BD0E96FD11ED8856CD373CECA4DBInitiate Another SILO Locator Search