Overview of the Securities Act of 1933 and the Integrated Disclosure System -- Syndicate procedures and underwriting documents -- Initial public offerings -- Trading restrictions during distributions -- Liabilities and due diligence -- FINRA rules applicable to securities offerings -- Private placements -- Shelf registration (Rule 415) -- International securities offerings -- Commercial paper -- Innovative financing techniques -- Convertible and exchangeable securities; structured notes; warrants -- Transactions with securityholders: stock repurchases, debt restructurings and rights offerings and rescission offers -- Asset-backed securities -- Insurance-linked securities.
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