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Title:

Understanding securities products of insurance companies, 2001 / co-chairs, Joan E. Boros, Jeffrey S. Puretz.

Publisher:

Practising Law Institute,

Copyright Date:

c2001

Description:

736 p. ; 23 cm.

Subject:

Variable annuities--United States.
Insurance, Life--Variable policies--United States.
Derivative securities--United States.

Other Authors:

Boros, Joan E.
Puretz, Jeffrey S.
Practising Law Institute.

Contents:

Expanded distribution and services / Kimberly A. Scouller, Carrie F. Bekker. Business owned life insurance with stable value protection: a rapidly maturing market powerpoint slides / John E. Cross -- Insurance products as securities / Jeffrey S. Puretz -- Fitting variable annuity contracts and variable life insurance into the regulatory framework of the Investment Company Act of 1940 and Securities Act of 1933 / Gary O. Cohen -- Understanding securities products of insurance companies / Susan J. Hotine -- A collection of reported NASD disciplinary actions involving broker/dealers affiliated with life insurance companies, or the distribution of annuities & insurance between November 2000 and November 1999 / Carl B. Wilkerson -- Variable product distribution: a continuing study of compliance examinations, inspection sweeps ; and evolving regulatory standards / Carl B. Wilkerson -- Summary of SEC and NASD rules and regulations governing mutual fund and variable product advertising / Robin S. Yonis -- Expanded distribution and services / Kimberly A. Scouller, Carrie F. Bekker.

Series:

Commercial law and practice course handbook series ; no. A-813

ISBN:

9780872248953
087224895X

OCLC:

(OCoLC)45760815

Locations:

N5UX522 -- University of Iowa Law Library (Iowa City)

OVUX522 -- University of Iowa Libraries (Iowa City)