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03024cam a2200481Ia 4500 001 7677EF4A2B0911DEBA4F1C08A8D7520A 005 200904162337.0 008 050524s2005 nyua b 000 0 eng 020 $a 9781402406058 020 $a 1402406053 035 $a (OCoLC)60451540 040 $a CGQ $c CGQ $d SILO $d LUI $d SILO 245 0 $a Nuts & bolts of securities laws, 2005 / $c program coordinator, Larry D. Soderquist ; co-chairs, Gary M. Brown, Barbara Mendel Mayden. 246 3 $a Nuts and bolts of securities laws, 2005 260 $a New York, NY : $b Practising Law Institute, $c c2005. 300 $a 570 p. : $b ill. ; $c 23 cm. 440 0 $a Corporate law and practice course handbook series. $v no. B-1490 500 $a "Ord #6090."--Spine 500 $a Prepared for distribution at the program of the same name held May, 2005. 504 $a Includes bibliographical references. 505 00 $t Fraud and related issues under rule 10b-5 and the Sarbanes-Oxley Act / $r Larry D. Soderquist $t The Securities Exchange Act of 1934-scope (PowerPoint slides) / $r Gary M. Brown -- $t Reach of Securities Act Regulation / $r Larry D. Soderquist -- $t Regulatory framework of Securities Act registration / $r Larry D. Soderquist -- $t Securities Act registration process / $r Larry D. Soderquist -- $t Reporting and disclosure under the Securities Exchange Act of 1934-What a public company should know / $r Gary M. Brown -- $t Securities Act registration exemptions / $r Larry D, Soderquist -- $t Resales of securities under the Securities Act / / $r Larry D. Soderquist -- $t Regulation of the solicitation of proxies / $r Robert D. Tuke -- $t Mergers and acquisitions / $r Larry D. Soderquist, Linda O. Smiddy, A>A> Sommer Jr., Pat K. Chew -- $t Liability for trading profits under section 16(b) and the Sarbanes-Oxley Act / $r Larry D. Soderquist -- $t Sarbanes-Oxley Act 307 and SEC rule 205: the special role of securities lawyers (PowerPoint slides) / $r Gary M. Brown -- $t Use and misuse of corporate information: keeping clients out of trouble / $r Robert B. Thompson -- $t Fraud and related issues under rule 10b-5 and the Sarbanes-Oxley Act / $r Larry D. Soderquist 610 10 $a United States. $t Sarbanes-Oxley Act of 2002. 610 10 $a United States. $t Securities Exchange Act of 1934. 610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice. 650 0 $a Securities. 650 0 $a Brokers. 650 0 $a Securities fraud. 650 0 $a Stockholders 650 0 $a Disclosure of information. 650 0 $a Proxy 650 0 $a Corporate legal departments. 650 0 $a Corporation law. 650 0 $a Financial statements. 700 1 $a Soderquist, Larry D., $d 1944- 700 1 $a Brown, Gary M., $d 1955- 700 1 $a Mayden, Barbara Mendel. 710 2 $a Practising Law Institute. 939 $a 5385734 941 $a 2 952 $l OVUX522 $d 20180116122240.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=7677EF4A2B0911DEBA4F1C08A8D7520A 994 $a 02 $b LUI 952 $l N5UX522 $d 20090701080000.0Initiate Another SILO Locator Search