The Locator -- [(author = "Cohen Susan")]

57 records matched your query       


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02251cam a2200313Ia 4500
001 F9D5D4D02AFD11DE88878907A8D7520A
005 200904162215.0
008 010122s2001    nyu           100 0 eng d
020    $a 9780872248953
020    $a 087224895X
035    $a (OCoLC)45760815
040    $a DSG $c DSG $d SILO $d LUI $d SILO
245 0  $a Understanding securities products of insurance companies, 2001 / $c co-chairs, Joan E. Boros, Jeffrey S. Puretz.
260    $a New York, N.Y. : $b Practising Law Institute, $c c2001.
300    $a 736 p. ; $c 23 cm.
440  0 $a Commercial law and practice course handbook series ; $v no. A-813
505 20 $t Expanded distribution and services / $r Kimberly A. Scouller, Carrie F. Bekker. $t Business owned life insurance with stable value protection: a rapidly maturing market powerpoint slides / $r John E. Cross -- $t Insurance products as securities / $r Jeffrey S. Puretz -- $t Fitting variable annuity contracts and variable life insurance into the regulatory framework of the Investment Company Act of 1940 and Securities Act of 1933 / $r Gary O. Cohen -- $t Understanding securities products of insurance companies / $r Susan J. Hotine -- $t A collection of reported NASD disciplinary actions involving broker/dealers affiliated with life insurance companies, or the distribution of annuities & insurance between November 2000 and November 1999 / $r Carl B. Wilkerson -- $t Variable product distribution: a continuing study of compliance examinations, inspection sweeps ; and evolving regulatory standards / $r Carl B. Wilkerson -- $t Summary of SEC and NASD rules and regulations governing mutual fund and variable product advertising / $r Robin S. Yonis -- $t Expanded distribution and services / $r Kimberly A. Scouller, Carrie F. Bekker.
650  0 $a Variable annuities $z United States.
650  0 $a Insurance, Life $x Variable policies $z United States.
650  0 $a Derivative securities $z United States.
700 1  $a Boros, Joan E.
700 1  $a Puretz, Jeffrey S.
710 2  $a Practising Law Institute.
939    $a 4330228
941    $a 2
952    $l OVUX522 $d 20200924024846.0
956    $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=F9D5D4D02AFD11DE88878907A8D7520A
994    $a 02 $b LUI
952    $l N5UX522 $d 20090701080000.0

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