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Title:

Corporate compliance institute, 2006 / chairs, Paul B. Murphy ... [et al.].

Publisher:

Practising Law Institute,

Copyright Date:

c2006

Description:

998 p. : ill. ; 23 cm.

Subject:

United States Sentencing Commission.--Guidelines manual.
Corporation law.
Tort liability of corporations.
Auditing, Internal.
Corporation law--Criminal provisions.
Corporations--Corrupt practices.
Sentences (Criminal procedure)
Directors of corporations.
Corporate governance.
Corporations--Accounting.
Disclosure of information--Criminal provisions.
Business ethics.
Boards of directors.
Corporation law--Compliance costs.
Risk perception.

Other Authors:

Murphy, Paul B.
Practising Law Institute.

Notes:

"Ord #8917."--Spine Prepared for distribution at the program of the same name held March-June 2006.

Contents:

NYSE corporate governance rule 303A.10 Rebecca Walker -- The amended organizational sentencing guidelines: top ten things attorneys should know / Paul E. McGreal -- Three painful lessons: corporate experience with deferred prosecution agreements / Richard S. Gruner -- PLI's "All star briefing": impact of United States v. Booker and United States v. FanFan on Compliance / interview of :Rebecca Walker -- United States sentencing commission guidelines manual: chapter eight-sentencing of organizations from the 2004 federal sentencing guidelines manual (effective November 1, 2004 / submitted by: Paula J. Desio -- What does law enforcement regard as an effective compliance program? / Timothy Coleman, Peter H. Bresnan -- Compliance update: sentencing commission toughens definition of an effective compliance program / Rebecca Walker -- Principals of federal prosecution of business organizations (January 20, 2003) / Mary Beth Buchanan -- United States sentencing commission memorandum: numbers on post-booker sentencing (April 2005) -- Codes and waivers: approaching the uncertain / Rebecca Walker -- What we can learn about effective compliance policies from recent employment discrimination cases / Rebecca Walker -- How to start and implement a compliance program (PowerPoint) / James R. Turner, Bob Frisbee -- Risk assessments: the why's and how's (Power Point) / Worth MacMurray, Lisa A. Kuca -- How to design, implement & advance a compliance program (PowerPoint) / Michael R. Clarke, Lisa A. Kuca -- How to design, implement and advance a compliance program (PowerPoint) / Anne Tkacs -- Building effective compliance systems: an overview of the altria compliance program ( PowerPoinit) / Gary B. Glass -- Compliance risk assessments / Theodore L. Banks -- The boss's new job: ensuring compliance program effectiveness / Jeffrey M. Kaplan -- "Check ups" for compliance and ethics programs / Jeffrey M. Kaplan, Steve Priest -- Compliance risk assessment (PowerPoint) / Jeffrey M. Kaplan -- Effective ethics & compliance training & communications: the Bertelsmann experience (PowerPoint) / Andrea Bonime-Blanc -- Leading practices in developing curriculum for compliance training / Alexander F. Brigham -- The role and requirement of conducting a risk assessment / Alexander F. Brigham -- Do ethics programs really work? / Patricia J. Harned, Ph.D. -- Assessing your compliance and ethics program (PowerPoint) / Rebecca Walker -- Global compliance programs / Theodore L. Banks -- Global compliance and ethics management (PowerPoint) / Carlo di Florio -- International compliance issues / Giovanna M. Cinelli -- Corporate compliance programs in a global environment: form versus substance (PowerPoint) / Giovanna M. Cinelli -- Why implement an effective corporate compliance program? / Carole Basri -- Corporate internal investigations / Richard H. Deane Jr., Gregory M. Luce -- Strategies for documenting and conducting internal investigations (PowerPoint) / Adam B. Siegel -- Educating the board of directors on compliance-related responsibilities / Mark L. Hanson -- Managing compliance series 2006 hypothetical scenarios: compliance case studies session (PowerPoint) / Gabe Shawn Varges -- Guidelines for directors' ethics and compliance program oversight responsibilities / Dana H. Freyer -- Putting it all to work: exploring the compliance officer function through real world scenarios (PowerPoint) / Rebecca Walker -- Code of ethics for senior financial officers; 17 c.f.r. 229.406 -- Investment advisor code of ethics 17 c.f.r. 275.204A-1 -- Compliance procedures and practices 17 c.f.r. 275.206(4)-7 -- NYSE corporate governance rule 303A.10

Series:

Corporate law and practice course handbook series. no. B-1536

ISBN:

9781402407291
1402407297

OCLC:

(OCoLC)66145157

Locations:

OVUX522 -- University of Iowa Libraries (Iowa City)

N5UX522 -- University of Iowa Law Library (Iowa City)