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05460cam a2200469Ia 4500 001 3929F9F02B0C11DE82774608A8D7520A 005 200904162357.0 008 060410s2006 nyua 000 0 eng 020 $a 9781402407291 020 $a 1402407297 035 $a (OCoLC)66145157 040 $a CGQ $c CGQ $d SILO $d PQD $d LUI $d SILO 245 0 $a Corporate compliance institute, 2006 / $c chairs, Paul B. Murphy ... [et al.]. 260 $a New York, NY : $b Practising Law Institute, $c c2006. 300 $a 998 p. : $b ill. ; $c 23 cm. 440 0 $a Corporate law and practice course handbook series. $v no. B-1536 500 $a "Ord #8917."--Spine 500 $a Prepared for distribution at the program of the same name held March-June 2006. 505 20 $t NYSE corporate governance rule 303A.10 $r Rebecca Walker -- $t The amended organizational sentencing guidelines: top ten things attorneys should know / $r Paul E. McGreal -- $t Three painful lessons: corporate experience with deferred prosecution agreements / $r Richard S. Gruner -- $t PLI's "All star briefing": impact of United States v. Booker and United States v. FanFan on Compliance / $r interview of :Rebecca Walker -- $t United States sentencing commission guidelines manual: chapter eight-sentencing of organizations from the 2004 federal sentencing guidelines manual (effective November 1, 2004 / $r submitted by: Paula J. Desio -- $t What does law enforcement regard as an effective compliance program? / $r Timothy Coleman, Peter H. Bresnan -- $t Compliance update: sentencing commission toughens definition of an effective compliance program / $r Rebecca Walker -- $t Principals of federal prosecution of business organizations (January 20, 2003) / $t Mary Beth Buchanan -- $t United States sentencing commission memorandum: numbers on post-booker sentencing (April 2005) -- $t Codes and waivers: approaching the uncertain / $r Rebecca Walker -- $t What we can learn about effective compliance policies from recent employment discrimination cases / $r Rebecca Walker -- $t How to start and implement a compliance program (PowerPoint) / $r James R. Turner, Bob Frisbee -- $t Risk assessments: the why's and how's (Power Point) / $r Worth MacMurray, Lisa A. Kuca -- $t How to design, implement & advance a compliance program (PowerPoint) / $r Michael R. Clarke, Lisa A. Kuca -- $t How to design, implement and advance a compliance program (PowerPoint) / $r Anne Tkacs -- $t Building effective compliance systems: an overview of the altria compliance program ( PowerPoinit) / $r Gary B. Glass -- $t Compliance risk assessments / $r Theodore L. Banks -- $t The boss's new job: ensuring compliance program effectiveness / $r Jeffrey M. Kaplan -- $t "Check ups" for compliance and ethics programs / $t Jeffrey M. Kaplan, Steve Priest -- $t Compliance risk assessment (PowerPoint) / $r Jeffrey M. Kaplan -- $t Effective ethics & compliance training & communications: the Bertelsmann experience (PowerPoint) / $r Andrea Bonime-Blanc -- $t Leading practices in developing curriculum for compliance training / $r Alexander F. Brigham -- $t The role and requirement of conducting a risk assessment / $r Alexander F. Brigham -- $t Do ethics programs really work? / $r Patricia J. Harned, Ph.D. -- $t Assessing your compliance and ethics program (PowerPoint) / $r Rebecca Walker -- $t Global compliance programs / $r Theodore L. Banks -- $t Global compliance and ethics management (PowerPoint) / $r Carlo di Florio -- $t International compliance issues / $r Giovanna M. Cinelli -- $t Corporate compliance programs in a global environment: form versus substance (PowerPoint) / $r Giovanna M. Cinelli -- $t Why implement an effective corporate compliance program? / $r Carole Basri -- $t Corporate internal investigations / $r Richard H. Deane Jr., Gregory M. Luce -- $t Strategies for documenting and conducting internal investigations (PowerPoint) / $r Adam B. Siegel -- $t Educating the board of directors on compliance-related responsibilities / $r Mark L. Hanson -- $t Managing compliance series 2006 hypothetical scenarios: compliance case studies session (PowerPoint) / $r Gabe Shawn Varges -- $t Guidelines for directors' ethics and compliance program oversight responsibilities / $r Dana H. Freyer -- $t Putting it all to work: exploring the compliance officer function through real world scenarios (PowerPoint) / $r Rebecca Walker -- $t Code of ethics for senior financial officers; 17 c.f.r. 229.406 -- $t Investment advisor code of ethics 17 c.f.r. 275.204A-1 -- $t Compliance procedures and practices 17 c.f.r. 275.206(4)-7 -- $t NYSE corporate governance rule 303A.10 610 20 $a United States Sentencing Commission. $t Guidelines manual. 650 0 $a Corporation law. 650 0 $a Tort liability of corporations. 650 0 $a Auditing, Internal. 650 0 $a Corporation law $x Criminal provisions. 650 0 $a Corporations $x Corrupt practices. 650 0 $a Sentences (Criminal procedure) 650 0 $a Directors of corporations. 650 0 $a Corporate governance. 650 0 $a Corporations $x Accounting. 650 0 $a Disclosure of information $x Criminal provisions. 650 0 $a Business ethics. 650 0 $a Boards of directors. 650 0 $a Corporation law $x Compliance costs. 650 0 $a Risk perception. 700 1 $a Murphy, Paul B. 710 2 $a Practising Law Institute. 939 $a 5620721 941 $a 2 952 $l OVUX522 $d 20180105031647.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=3929F9F02B0C11DE82774608A8D7520A 994 $a 02 $b LUI 952 $l N5UX522 $d 20090701080000.0Initiate Another SILO Locator Search