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03967aam a2200409 i 4500 001 478AFEF0EA0B11E7B6F5700597128E48 003 SILO 005 20171226010227 008 140203s2014 nyua b 001 0 eng d 020 $a 1402421427 020 $a 9781402421426 035 $a (OCoLC)869746140 040 $a CGQ $c CGQ $e rda $d PQD $d UtOrBLW $d SILO 043 $a n-us--- $0 http://id.loc.gov/vocabulary/geographicAreas/n-us 245 00 $a Securities products of insurance companies in the course of regulatory reform, 2014 / $c co-chairs, Joan E. Boros, Jeffrey S. Puretz. 246 1 $i Issued earlier under title: $a Understanding the securities products of insurance companies 264 1 $a New York, NY : $b Practising Law Institute, $c [2014] 300 $a 987 pages : $b illustrations ; $c 23 cm. 490 1 $a Commercial law and practice course handbook series ; $v number A968 500 $a "#50725"--Spine ; "A968"--Spine. 500 $a Prepared for distribution at the program of the same name held in New York City, January 22, 2014. 504 $a Includes bibliographical references and Index. 505 20 $t Conversation with Sec Staff / $t Underlying Mutual Funds -- $t Buffered Annuities / $r Joan E. Boros Jorden Burt LLP Willie Davis U.S. Securities & Exchange Commission $t Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws / $r Stephen E. Roth Sutherland Asbill & Brennan LLP -- $t Lifetime Income Products Legal Issues / $r Bradford C. Melius Prudential Retirement -- $t Anatomy of Pension Buy Out Transaction -- $t Emerging Trends in Erisa Litigation / $r Gary Herzlich TIAA CREF -- $t Will the Federal Insurance Office Improve Insurance Regulation? (May 30, 2013) / $r Elizabeth F. Brown Georgia State University -- $t Update for Will the Federal Insurance Office Improve Insurance Regulation? (November 7, 2013) / $r Elizabeth F. Brown Georgia State University -- $t State Implementation of a Dodd Frank Receivership -- $t Focus on Insurance Companies: A Convergence of Global Regulatory Initiatives (November 7, 2013) / $r Carl B. Wilkerson American Council of Life Insurers -- $t A Digest of Reported Finra Disciplinary Actions Involving Variable Annuities, Variable Life Insurance and Mutual Funds Between January 2012 and August 2013 / $r Carl B. Wilkerson American Council of Life Insurers -- $t Distribution of Insurance/Securities Products; Advertising; And Ethics: Advertising Standards / $r Pramit K. Das FINRA -- $t Distribution of Insurance/Securities Products; Advertising; And Ethics Panel (Powerpoint Slides) / $r Pramit K. Das FINRA -- $t Recent Sec and Finra Pronouncements on Advertising, Social Media, And Suitability / $r Richard T. Choi Jorden Burt LLP -- $t Conversation with Sec Staff / $r Joan E. Boros Jorden Burt LLP Willie Davis U.S. Securities & Exchange Commission 650 0 $a Variable annuities $x Law and legislation $z United States. 650 0 $a Variable life insurance policies $z United States. 650 0 $a Insurance companies $x Law and legislation $z United States. 650 0 $a Securities $z United States. $0 http://id.loc.gov/authorities/subjects/sh2010111900 610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice. 610 10 $a Financial Industry Regulatory Authority $x Rules and practice. 610 10 $a United States. $t Dodd-Frank Wall Street Reform and Consumer Protection Act. $0 http://id.loc.gov/authorities/names/no2010151934 700 1 $a Boros, Joan E., $e chair. $0 http://id.loc.gov/authorities/names/n95113525 700 1 $a Puretz, Jeffrey S., $e chair. $0 http://id.loc.gov/authorities/names/n95113526 710 2 $a Practising Law Institute, $e sponsoring body. $0 http://id.loc.gov/authorities/names/n78085422 830 0 $a Commercial law and practice course handbook series ; $v no. A-968. $0 http://id.loc.gov/authorities/names/n42007969 941 $a 1 952 $l OVUX522 $d 20171226025923.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=478AFEF0EA0B11E7B6F5700597128E48Initiate Another SILO Locator Search