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Title:
Legal accountability in EU markets for financial instruments : the dual role of investment firms / edited by Carl Fredrik Bergstro˜m and Magnus Strand.
Edition:
First edition.
Publisher:
Oxford University Press,
Copyright Date:
2021
Description:
xxxii, 330 pages ; 24 cm
Subject:
Financial instruments--European Union countries.
Liability (Law)--European Union countries.
Mutual funds--European Union countries.
Responsabilite (Droit)--Pays de l'Union europeenne.
Financial instruments.
Liability (Law)
Mutual funds.
European Union countries.
Other Authors:
Bergstro˜m, Carl Fredrik, editor. https://isni.org/isni/0000000053650083.
Strand, Magnus, editor. https://isni.org/isni/0000000452042907.
Notes:
Includes bibliographical references and index.
Contents:
Part V. Investment firms and accountability, and the effective rule of law / 12.Damages liability as a dual opportunity to promote accountability / Magnus Strand and Carl Fredrik Bergstrøm. Governing finance in Europe : policy effects and political accountability / Adrienne Hritier. -- Part II. Investment firms as agents of accountability. -- 3. The joint board of appeal as an accountability mechanism for the ESAs / Merijn Chamon. -- 4. Judicial protection against the European securities and markets authority (ESMA) / Dominique Ritleng. -- 5. Protecting investors at all costs? Due process aspects of the investigatory powers granted to competent authorities under MiFID II / Helene Andersson. -- 6. Ensuring the principle of good administration in EU financial markets law / Jane Reichel. -- Part III. Investment firms as subjects of accountability. -- 7. Compliance requirements in Eu investment services regulation : towards a more coherent accountability framework? / Pieter van Cleynenbreugel. -- 8. Supervisory arbitrage : the case of Sweden / Malou Larsson Klevhill and Annina H. Persson. -- 9. Not suitable to lead an investment firm : fit and proper assessments as an instrument of accountability / Britta Behrendt Jonsson. -- 10. Renumeration policies in investment firms : incentives, regulation, and accountability / Rebecca Søderstrøm. -- Part IV. Investment firms in horizontal accountability. -- 11. The investment firm's horizontal accountability' towards clients : stands and institutional mechanisms of control / Federico Della Negra. -- 12.Damages liability as a dual opportunity to promote accountability / Magnus Strand. -- Part V. Investment firms and accountability, and the effective rule of law / Magnus Strand and Carl Fredrik Bergstrøm.
ISBN:
019284928X
9780192849281
OCLC:
(OCoLC)1285694348
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)

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