"Ord #6090."--Spine Prepared for distribution at the program of the same name held May, 2005. Includes bibliographical references.
Contents:
Fraud and related issues under rule 10b-5 and the Sarbanes-Oxley Act / Larry D. Soderquist The Securities Exchange Act of 1934-scope (PowerPoint slides) / Gary M. Brown -- Reach of Securities Act Regulation / Larry D. Soderquist -- Regulatory framework of Securities Act registration / Larry D. Soderquist -- Securities Act registration process / Larry D. Soderquist -- Reporting and disclosure under the Securities Exchange Act of 1934-What a public company should know / Gary M. Brown -- Securities Act registration exemptions / Larry D, Soderquist -- Resales of securities under the Securities Act / / Larry D. Soderquist -- Regulation of the solicitation of proxies / Robert D. Tuke -- Mergers and acquisitions / Larry D. Soderquist, Linda O. Smiddy, A>A> Sommer Jr., Pat K. Chew -- Liability for trading profits under section 16(b) and the Sarbanes-Oxley Act / Larry D. Soderquist -- Sarbanes-Oxley Act 307 and SEC rule 205: the special role of securities lawyers (PowerPoint slides) / Gary M. Brown -- Use and misuse of corporate information: keeping clients out of trouble / Robert B. Thompson -- Fraud and related issues under rule 10b-5 and the Sarbanes-Oxley Act / Larry D. Soderquist
Series:
Corporate law and practice course handbook series. no. B-1490
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.