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05084cam a2200433Ia 4500 001 2C6AE1D82B0D11DE82774608A8D7520A 005 200904170004.0 008 060822s2006 nyudk b 000 0 eng 020 $a 9781402407819 020 $a 1402407815 035 $a (OCoLC)71010291 040 $a CGQ $c CGQ $d SILO $d LUI $d SILO 245 0 $a Securities arbitration 2006 : $b taking responsibility / $c chair, David E. Robbins. 260 $a New York, NY : $b Practising Law Institute, $c c2006. 300 $a 2 v. : $b charts, forms ; $c 23 cm. 440 0 $a Corporate law and practice course handbook series. $v nos. B-1553-B-1554 500 $a "Ord. #8671."--Spine 500 $a Prepared for distribution at the program of the same name held August 2006. 504 $a Includes bibliographical references. 505 00 $t The fairness of securities mediation / $r Jill I. Gross $t My fellow arbitrators- What parties expect of you / $r David E. Robbins -- $t Update on NASD dispute resolution activities / $r George H. Friedman -- $t A summary of the upcoming changes to the NASD code of arbitration procedure / $r George H. Friedman -- $t NASD responds to customer code comments / $r Richard P. Ryder -- $t The NASD'S 5th amendment to its proposed customer code of arbitration / $r George H. Friedman, Richard P. Ryder -- $t A practical guide to the new NASD code of arbitration procedure for customer disputes / $r Philip M. Aidikoff, Robert A. Uhl, Ryan K. Bakhtiari, Elizabeth N. Hayes -- $t The NASD'S explained awards rule filing / $r Robert S. Banks Jr. -- $t Arbitrators as jurors. A proposal for enhancing the rationality and predictability of the securities arbitration process / $r Robert T. Sullwold -- $t Developments at the NYSE / $r Karen Kupersmith -- $t The benefits of civility for securities arbitration practitioners / $r Bruce Lewitas -- $t Should you take the case? An evaluation questionnaire for potential claimants / $r J. Jerome Olitt -- $t Educating customer claimants / $r Rose B. Intelisano -- $t Establishing a reasonable standard of responsibility for broker-customer relationships / $r Jeanne Crandall -- $t Blame the ugly Americans representing the international investor in a securities arbitration / $r Melanie Cherdack -- $r "So you wanna be a rock 'n roll star-- Expert problems and solutions / $r Ross Tulman -- $t Ten questions to ask your expert witness / $r Mary Calhoun -- $t Reckoning time in New York- an update / $r Prof. Seth E. Lipner -- $t The eligibility rule: what triggers the clock? / $r Robert L. Herskovits, Danielle Attias -- $t Turnover in churning cases- an argument for abandoning the whole idea / $r Matthew Farley -- $t Vigorous advocacy or unethical behavior an arbitrators' guide to viewing abusive discovery tactics through the prism of legal ethics / $r Wayne M. Josel -- $t Applying zubulake in securities arbitrations when is cost shifting appropriate? / $r Pete S. Michaels, Derek C. Anderson -- $t Doing battle with document requests how to steer clear of sanctions and establish a strong defense / $r Richard A. Roth -- $t Effective supervision, investor confidence and capital formation / $r Christopher Bebel, Gail E. Boliver -- $t Evaluating the fiduciary duties of pension fund consultants / $r dale Ledbetter, A. Daniel Woska -- $t An overview of equity-indexed annuities / $r Craig McCann, Dengpan Luo -- $t Ethical standards for securities arbitrators a statistical perspective of potential partiality (bias) / $r Steven B. Caruso -- $t Interpreting securities arbitration outcome statistics / $r Edward S. O'Neal Ph. D. -- $t A primer on the unauthorized practice of law in securities arbitrations: what you don't know can hurt you / $r Carl J. Carlson, Jason T. Dennett -- $t Punitive damages in securities arbitration: a guide / $r Norman B. Arnoff -- $t Securities arbitration mediator model sam-(m)(f) user's manual-supplement #1 responsibility function / $r H.Thomas Fehn, Gregory J. Sherwin -- $t Winning in securities mediation: effective advocacy for success / $r Jeff Abrams -- $t Mediating customer disputes the role of the mediator / $r Mark A. Buckstein -- $t Mediators are expensive how to ensure you get what you pay for / $r Debra L. Mellinkoff -- $t Early case evaluation: good for claimants and respondents / $r Theodore R. Snyder -- $t Securities mediation / $r Jeffrey S. Grubman -- $t Mediation redux: now more than ever suggestions for practitioners / $r James D. Yellen, Edward W. Larkin -- $t The fairness of securities mediation / $r Jill I. Gross 610 20 $a National Association of Securities Dealers $x Rules and practice. 650 0 $a Securities. 650 0 $a Arbitration and award 650 0 $a Brokers. 650 0 $a Mediation. 650 0 $a Stockholders 650 0 $a Investment advisors. 650 0 $a Investments, Foreign 650 0 $a Discovery (Law) 650 0 $a Evidence, Expert. 650 0 $a Legal ethics. 650 0 $a Pension trusts. 700 1 $a Robbins, David E., $d 1949- 710 2 $a Practising Law Institute. 939 $a 5680805 941 $a 1 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=2C6AE1D82B0D11DE82774608A8D7520A 994 $a 02 $b LUI 952 $l N5UX522 $d 20090701080000.0Initiate Another SILO Locator Search